Broker Check
Becky Baedke

Becky Baedke

Chief Compliance Officer

Becky has over 24 years of experience working in the financial services industry with complex regulatory and operation environments.  Becky is responsible for all aspects of regulatory compliance and back-office operations for Lane Family Wealth Management (David James Financial).

 

Prior to joining Lane Family Wealth Management, Becky served as CCO for a small Registered Investment Advisory Firm, VP of Operations and CCO for a Registered Investment Advisory firm and served as Operations and Accounting Manager for a small, boutique Broker/Dealer for 14 years.

 

Becky’s professional passion is designing, building and enhancing strong compliance programs that foster partnerships and growth while mitigating risk for clients, advisors and the firm.  Becky has passed the Series 7, 63, 99 and life insurance licenses.

 

Becky resides in the Schueyville area with her husband, Jason and two children, Jackson and Phoebe.   She enjoys spending time at their children’s sporting events and enjoys making great family memories camping.